Ref: markcoll.doc (SB-38) Marks Collection Report ----------------------------- Based on unsettled positions, and the download market price. SB system will calculate mark to market value and user will be able to estimate amount to be deposited to bank for settlement. This advance arrangement will avoid the use of bank's OD facilities and suffer from high interest rate. How to operate the new module "CCASS Marks Collection Report" ? On Everyday, once the FTS & CDS files are captured from SEHK and imported into SB system, user is able to run this report. The only limitation is when this module is installed on the first day, SB is unable to trace back T-1 day Broker Trades until the 2nd day of the use of the system. i.e. The first day CCASS Marks Collection Report is in-completed. It will be completed in incoming days. This is an add-on module. Price HK$6,000 Marks Collection是中央公司維護本身的一種風險保障方法,是針對與各行家間等 待交收的股票,例如某股票在買入價值大於收市之價值時,中央公司會將差額計 入MARKS,並會在下一交易天開市前向股票行之銀行索取,如果銀行有關戶口資金 不足,銀行方面會以貸款方式代為支付,但會收取極高的利息,如果本身另一戶口根 本上有足夠資金未用,而因安排不當而動用貸款設施及支付高息,實在不化算. 以SB之角度,是以BROKER SIDE之TRANSACTION計算UNSETTLE之交易額,比較 收市時之市值計算MARKS. 用戶要在收市時儘快收取收市價,再執行此功能印出 應備有的MARKS金額. 用戶使用時應自已衡量銀行之存款及需要調撥之金額,因為SB無法為您作決策. 第一天使用時,因為SB未有為此報表保存上日之未交收數,所以計算出之值未能 準確反映要準備的MARKS金額,一定要在下一交易天才能算出可靠的數據. 此系統為附加系統,裝置在SB內. PRICE: HK$6,000 下頁為報表範例. Example Report:- POP SECURITIES LIMITED Tran Date: dd/mm/yyyy STOCK BROKER SYSTEM (Version x.xx) Time: hh:mm:ss Setl Date: dd/mm/yyyy (32C) CCASS MARKS COLLECTION REPORT Page: 1 TRAN SETL TRADE MARKET MARKET POSITION MARKS DATE DATE STOCK NO & CODE QUANTITY PRICE VALUE AMOUNT AMOUNT -------------------------------------------------------------------------------------------------------------------------------- 01/05/98 05/05/98 941 CHINA TELECOM 95,000 14.70 1,396,500.00 1,423,000.00- 26,500.00- 01/05/98 05/05/98 13 HUTCHISON 222,000 48.80 10,833,600.00 10,872,800.00- 39,200.00- 01/05/98 05/05/98 1055 CHINA SOUTH AIR 220,000 1.67 367,400.00 371,500.00- 4,100.00- 01/05/98 05/05/98 167 IDT INT'L 110,000 0.69 75,900.00 78,000.00- 2,100.00- 01/05/98 05/05/98 1 CHEUNG KONG 180,000- 52.50 9,450,000.00- 9,467,750.00 17,750.00 01/05/98 05/05/98 236 SAN MIGUEL HK 43,200 1.30 56,160.00 55,488.00- 672.00 01/05/98 05/05/98 5 HSBC HOLDINGS 20,000 227.00 4,540,000.00 4,530,000.00- 10,000.00 01/05/98 05/05/98 719 SHANDONG XINHUA 230,000 1.11 255,300.00 255,300.00- 0.00 01/05/98 05/05/98 12 HENDERSON 35,000 35.30 1,235,500.00 1,215,000.00- 20,500.00 01/05/98 05/05/98 19 SWIRE PACIFIC 40,000 39.40 1,576,000.00 1,573,300.00- 2,700.00 01/05/98 05/05/98 179 JOHNSON 27,000 28.10 758,700.00 761,900.00- 3,200.00- 01/05/98 05/05/98 670 CHINA EAST AIR 420,000 0.89 373,800.00 382,200.00- 8,400.00- 01/05/98 05/05/98 101 AMOY PROP 60,000- 5.75 345,000.00- 340,300.00 4,700.00- 01/05/98 05/05/98 2212 CS-DJIA @P9903 4,000,000- 0.29 1,160,000.00- 1,180,000.00 20,000.00 01/05/98 05/05/98 488 LAI SUN DEV NEW 450,000- 2.675 1,203,750.00- 1,215,000.00 11,250.00 01/05/98 05/05/98 23 BANK OF E A 6,800- 14.30 97,240.00- 96,560.00 680.00- 01/05/98 05/05/98 127 CHINESE EST 112,000- 2.275 254,800.00- 251,300.00 3,500.00- 01/05/98 05/05/98 2 CLP HOLDINGS 3,500- 37.50 131,250.00- 131,250.00 0.00 01/05/98 05/05/98 57 CHEN HSONG 210,000- 2.00 420,000.00- 420,000.00 0.00 01/05/98 05/05/98 8 HK TELECOM 200,000- 14.65 2,930,000.00- 2,937,500.00 7,500.00 ----------------- DATE TOTAL : 2,008.00- 30/04/98 04/05/98 1 CHEUNG KONG 303,000 52.50 15,907,500.00 15,628,750.00- 278,750.00 30/04/98 04/05/98 2 CLP HOLDINGS 30,000- 37.50 1,125,000.00- 1,113,000.00 12,000.00- 30/04/98 04/05/98 3 HK & CHINA GAS 53,000- 10.70 567,100.00- 556,500.00 10,600.00- 30/04/98 04/05/98 4 WHARF HOLDINGS 28,000- 12.55 351,400.00- 345,800.00 5,600.00- 30/04/98 04/05/98 5 HSBC HOLDINGS 3,200 227.00 726,400.00 650,800.00- 75,600.00 30/04/98 04/05/98 6 HK ELECT 24,500- 23.95 586,775.00- 580,650.00 6,125.00- 30/04/98 04/05/98 8 HK TELECOM 934,400- 14.65 13,688,960.00- 13,531,860.00 157,100.00- 30/04/98 04/05/98 10 HANG LUNG 16,000- 10.35 165,600.00- 158,400.00 7,200.00- 30/04/98 04/05/98 11 HANG SENG BK 213,800 66.50 14,217,700.00 13,980,750.00- 236,950.00 30/04/98 04/05/98 12 HENDERSON 88,000 35.30 3,106,400.00 3,012,100.00- 94,300.00 30/04/98 04/05/98 13 HUTCHISON 180,000- 48.80 8,784,000.00- 8,660,600.00 123,400.00- 30/04/98 04/05/98 14 HYSAN DEV 12,000- 11.30 135,600.00- 133,200.00 2,400.00- 30/04/98 04/05/98 16 SHK PPT 29,000- 46.30 1,342,700.00- 1,322,400.00 20,300.00- 30/04/98 04/05/98 17 NEW WORLD 22,000- 22.30 490,600.00- 476,350.00 14,250.00- 30/04/98 04/05/98 19 SWIRE PACIFIC 51,500 39.40 2,029,100.00 2,022,000.00- 7,100.00 30/04/98 04/05/98 20 WHEELOCK 25,000- 7.25 181,250.00- 168,750.00 12,500.00- 30/04/98 04/05/98 23 BANK OF E A 16,400- 14.30 234,520.00- 228,780.00 5,740.00- 30/04/98 04/05/98 41 GREAT EAGLE 7,000- 10.55 73,850.00- 71,750.00 2,100.00- 30/04/98 04/05/98 45 HK&S HOTEL-N 14,000- 5.50 77,000.00- 72,100.00 4,900.00- 30/04/98 04/05/98 54 HOPEWELL 53,000- 1.42 75,260.00- 73,140.00 2,120.00- 30/04/98 04/05/98 57 CHEN HSONG 30,000- 2.00 60,000.00- 60,000.00 0.00 30/04/98 04/05/98 69 SHANGRILA ASIA 22,000- 5.60 123,200.00- 124,300.00 1,100.00 30/04/98 04/05/98 97 HENDERSON I 34,000- 5.30 180,200.00- 173,400.00 6,800.00- POP SECURITIES LIMITED Tran Date: dd/mm/yyyy STOCK BROKER SYSTEM (Version x.xx) Time: hh:mm:ss Setl Date: dd/mm/yyyy (32C) CCASS MARKS COLLECTION REPORT Page: 2 TRAN SETL TRADE MARKET MARKET POSITION MARKS DATE DATE STOCK NO & CODE QUANTITY PRICE VALUE AMOUNT AMOUNT -------------------------------------------------------------------------------------------------------------------------------- 30/04/98 04/05/98 101 AMOY PROP 35,000- 5.75 201,250.00- 197,750.00 3,500.00- 30/04/98 04/05/98 123 GUANGZHOU INV 2,200,000- 1.45 3,190,000.00- 2,922,040.00 267,960.00- 30/04/98 04/05/98 142 FIRST PACIFIC 28,000- 3.675 102,900.00- 105,000.00 2,100.00 30/04/98 04/05/98 168 TSINGTAO BREW 170,000- 1.50 255,000.00- 263,820.00 8,820.00 30/04/98 04/05/98 179 JOHNSON 326,000 28.10 9,160,600.00 8,520,924.20- 639,675.80 30/04/98 04/05/98 183 KA WAH BANK 50,000 4.825 241,250.00 246,250.00- 5,000.00- 30/04/98 04/05/98 267 CITIC PACIFIC 226,000- 24.25 5,480,500.00- 5,241,900.00 238,600.00- 30/04/98 04/05/98 270 GUANGDONG 30,000- 2.75 82,500.00- 80,250.00 2,250.00- 30/04/98 04/05/98 291 CHINA RESOURCES 6,000 13.45 80,700.00 87,900.00- 7,200.00- 30/04/98 04/05/98 293 CATHAY 41,000- 7.00 287,000.00- 280,850.00 6,150.00- 30/04/98 04/05/98 301 NEW WORLD INFRA 500,000- 16.90 8,450,000.00- 8,338,500.00 111,500.00- 30/04/98 04/05/98 363 SHANGHAI IND H 0 26.75 0.00 6,500.00- 6,500.00- 30/04/98 04/05/98 392 BEIJING ENT 10,000 17.20 172,000.00 169,000.00- 3,000.00 30/04/98 04/05/98 511 TVB 27,000 19.95 538,650.00 536,100.00- 2,550.00 30/04/98 04/05/98 661 TEMFAT HINGFUNG 10,000- 0.69 6,900.00- 6,800.00 100.00- 30/04/98 04/05/98 670 CHINA EAST AIR 600,000 0.89 534,000.00 531,000.00- 3,000.00 30/04/98 04/05/98 719 SHANDONG XINHUA 30,000 1.11 33,300.00 33,000.00- 300.00 30/04/98 04/05/98 941 CHINA TELECOM 484,000 14.70 7,114,800.00 7,019,800.00- 95,000.00 30/04/98 04/05/98 1038 CKI HOLDINGS 27,000- 19.70 531,900.00- 523,800.00 8,100.00- 30/04/98 04/05/98 1199 COSCO PACIFIC 264,000 5.45 1,438,800.00 1,369,600.00- 69,200.00 30/04/98 04/05/98 2194 CM-HSBC @P9812 4,000- 2.40 9,600.00- 9,700.00 100.00 30/04/98 04/05/98 2201 ML-BEA $C9812 740,000 0.138 102,120.00 100,720.00- 1,400.00 ----------------- DATE TOTAL : 468,950.80 GRAND TOTAL : 466,942.80 ================= ** END OF REPORT ** (SB-38) MARKCOLL.doc 08/02/99