(SB-2L)

客戶記錄, 一舉一動全程記錄

記錄客戶資料, 在POP系統內是以最近的狀況顯示, 過去的修改記錄, 一向依賴Audit Report,
及用戶保存之文件, 翻查工作比較繁瑣.

為了提高查核效果, 在POP系統內可以另加資料庫, 及報告表, 方便找尋資料變更的記錄.

以下是一個例子, 客戶A123是新開戶,後來才加入地址.

客戶A1的姓名被更改,

客戶A123 的聯絡電話稍後曾遭更改.

究竟事實如何發展, 監察部的同事可以依報表逐一調查清楚.

+------------------------ POP SECURITIES DEMO SYSTEMS -------------------------+
| 08/12/2005          STOCK BROKER SYSTEM (Version 7.0e+)         17:04:21 On |
| (Windows 細明體) (2L) PRINT CLIENT MASTER AUDIT LOG & PURGE            Share |
+------------------------------------------------------------------------------+



             0. EXIT

             1. PRINT HARD COPY
             2. OUTPUT TO TEXT FILE

             3. PURGE OLD RECORD

            TRAN DATE STARTING FROM (dd/mm/yy) : [ / / ]
                                 TO (dd/mm/yy) : [ / / ]
                     CLIENT CODE STARTING FROM : [        ]
                                 TO            : [        ]

SAMPLE REPORT
==============

                                                    POP SECURITIES DEMO SYSTEMS
Tran Date: 08/12/2005                           STOCK BROKER SYSTEM (Version 7.0e+)                                  Time: 17:13:35
Setl Date: 12/12/2005                         (2L) PRINT CLIENT MASTER AUDIT LOG LIST                                Page:   1

Date       A/C      Time Description                              Before Amend         After Amend          Input By   Action
---------- -------- ----- ---------------------------------------- -------------------- -------------------- ---------- ----------
08/12/05   A123     17:07 Client Name                                                   CHAN TAI MAN         2          Create
08/12/05   A124     17:08 Client Name                                                   WONG TAI SIN         2          Create
08/12/05   A1       17:09 Client Name                              buyer1               SELLER               2          Amend
08/12/05   A1       17:09 Client Name 2                            buyer2               seller2              2          Amend
08/12/05   A123     17:10 Client Address 2                                              address line 2 of Ch 2          Amend
                                                                                        an tai man

08/12/05 A123 17:11 Tel No (Home) 23918816 23909385 2 Amend

** END OF REPORT **

Example:

shown account A1 has been modified for the NAME from buyer1 to SELLER, and buyer2 to seller2.
On the same date, the phone number of A123 has been amended from 23918816 to 23909385.
Date shown that amendment done on 08/12/05, and carried out by inputer "2". Exact time is shown also.