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7005 |
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10/06/2006 |
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Q&A 你有類似問題嗎? 你的系統升級未?
1. MONTHLY REBATE REPORT (M-84) <> MONTHLY SUMMARY REPORT (M-88)
(ALL TO ALL USER)
Ans: M-84 records all REBATE due to transactions including C&C transactions. This is a
rebate summary report for PAYROLL use.
M-88 is a MONTHLY SUMMARY REPORT to tell the business done within the period.
The original report does not include C&C to avoid distortion of figures.
After user complain that the COMMISSION/BROKERAGE are different in these two report,
POP decide to add additional information in M-88 to show the DIFFERENCE DUE TO C&C
2. ENTITLEMENT ANNOUNCEMENT not printed on combined statement
(ONLY APPLY TO USER WITH THIS OPTION)
Ans: Entitlement announcement are printed on statement based on several criteria.
a. book close date >= transaction date .OR. Ex. date >= transaction date .OR.
payable date > transaction date
b. dividend per share > 0 .OR. there is a remark
c. NOT ((Ex. date < transaction date .AND. book close qty = 0) .OR. (Ex. date >=
transaction date .AND. stock on hand = 0))
d. dividend payments not yet generated
In most cases, item b was not fulfill and therefore no announcement is printed on
statement.
All user should this message every DAY START
Do you want to print "BOOK CLOSE REMINDER REPORT" (Y/N) ? No Yes
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Please print out the report, and update M-9-1 to ensure all announcement are printed
on statement.
3. EPS can not ENTITLEMENTS to SB
(APPLY TO ALL USER WITH EPS)
Found: CCASS has extended the Entitlement Report and show the DIVIDEND on line two instead
of line one. POP system read the line one only and therefore missing these info.
Solotion: POP has modifed the EPS to extending reading to line two, and thus solved the
problem. HOWEVER, there are limitations:
A. Announcement in other currency i.e. RMB, GBP or Penny.
B. In case the information are printed on third line.
C. CCASS report format are changed.
Note to all user: Remember to print the "BOOK CLOSE REMINDER REPORT" at every DAY START
and update SB with the latest infomation.
4. Missing UNSETTLE RECORDS
(APPLY TO ALL USER)
Case: A user found out that POP system can not keep Cash Client's unsettle transaction.
i.e. Previous date buy/sell transaction are not presented in M-35 screen.
Found: All unsettle transactions are deleted by the POP system after DAY END.
Reason: User set the CL. SETL. DATE in (181) SYSTEM RE-CONFIGURATION (1) with a
WRONG DATE. (as indicated below, which should be same as SETL. DATE on the left)
08/12/2005 ---------- (181) SYSTEM RE-CONFIGURATION (1) ---------------------
TRADE DATE (dd/mm/yy) : [08/12/05] NEXT TR DATE (dd/mm/yy) : [09/12/05]
SETL. DATE (dd/mm/yy) : [12/12/05] CL.SETL DATE (dd/mm/yy) : [12/11/05] <====
MTH END DATE (dd/mm/yy) : [31/12/05] YEAR END DATE (dd/mm/yy) : [31/03/06]
Correction method: Change the date to correct date and solve the problem.
4. CVIEW PROBLEM
resolved problems: CVIEW.EXE - CView Windows v5.26
- Fixed incorrect handles of report page length lesser then 250
- Added support for end of report mark (***END OF REPORT***)
used by BROADCAST MESSAGE LISTING
- Fixed last report in file doesn't show
- Better handle report name longer then 70 chars
5. CM2000 (SB-40) IPO module
Problem reported:
On listing date, client's stock balance can be updated but broker firm can not update
client's balance because CCASS has not release REFUND to broker firm.
If the update is done on REFUND date, the stock balance in client's profolio will not
include the newly listed stock.
Corrective feature:
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IPO Listing Stage, update SB with stock first, and update SB with REFUND in two
sperated process.
(O9) Generate IPO Stock & Cash Transaction to SB
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0. Exit
1. Generate Stock Transactions
2. Generate Cash Transactions
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