致各位證券業行家:-

有關: POP系統99年度4月份Upgrade之原因及內容

本文件參考: UP9904.DOC

日期: 1999年4月8日.

因為SB系統在以往是劃一收取Script Fee的, 引致部份行家要以退款方式與客方協調而有不便,所以將系統略為修改,方便貴公司靈活處理. 當然,我們亦將用戶發現的問題, 一起改良, 內容如下.

Date: Feb - March, 1999 曾作之修改內容

1. Fix a bug in Monthly Statement for Zero Balance & Stock Client

the variable does not exist: CINTMTD error

2. Fix a bug in generating Key Disk for saving password in floppy disk,

to make in Year 2000 compliance.

3. Fix a bug in counting no. of Debit/Credit/Zero Balance Clients.

These counter will be printed on following reports:-

(25) Client List - Show Balance & Interest

(72) Margin Position Report

(77) Margin Client Position Summary

(86) Monthly Interest - Summary Report

4. Fix a bug in "Stock Holder List" - to set 12 cpi on printing

"Stock Holder List by Runner & Client", with option to print

Stock Market Value.

Followings are new enhancement and addtion:-

5. Add command in Client Master Entry to print current record and show

the footnote information.

6. Change the Hot Key <Alt>P - defining printer output device. Ask user
to set printer in Compress Mode (17 cpi), where

"Y"=Compress Print (17 cpi)

"N"=Normal Print (reset back to 10 cpi)

" "=No Effect

7. Add new hot key <Alt>L, to print screen to printer output device (which

may be specified in <alt>P).

(This feature was added in previous release, but forget to mention it.)

8. Add "No. of Clients" counter in "(65) Client List"

9. Print the Payment Date in DD/MM/YYYY format for Balance Cheque &

Stamp Cheque.

New modification in March 1999 release:-

10. SB now allows user to set the Scrip Fee Rate for each individual Stock

in Dividend/Bonus Processing. It is because CCASS will reduce the
Scrip Fee for some types of Stock Book Closing.

Date: 30 March 1999

1. Fix a bug in "(7R) Re-Update", to update the Exercise/Assign
transactns to Unsettled Transaction File.

2. Fix a bug in "(37) Validation of Close Option", have to validate against

Corrected Trade also.

3. Fix a bug in "(3D) Coverage of Short/Assignment", the work area not

index error.

4. Add Footnote field in Client Master, concept follow SB system.

這是個令人沮喪的故事, 事件原因是人事變更,令資料失落, 我們在應付2000年測試時亦要修改系統,而人事變更及迎新人接手,令改良工作,變成改壞工作. 還好大家努力,終於將問題解決了. 以下是曾經發生的問題而在本版本作改良的.

1. 如果您在SR系統列印收條而格式有誤
2. 在SR與SB拍數時有一欄不顯示數字,令拍數無法進行

那麼,請即將系統UGRADE.

其實CVIEW的修改,主要都是在處理BACKUP/RESTORE時的表達,修改之處不多.

一下子,您們看到這產品的版本,已列為3.6版. 不停地改並非我們的意願, 我們因應客戶要求, 企圖將系統改編, 追求查閱速度, 另一方面要將系統改為多人可同時查看, 增加這些功能, 原意是方便用戶, 但期間系統各部份之影響, 令使用者遇到不便, 不得不再修正. 改良了以下之問題:-

1. 查閱報表,可以在屏幕上觀看,但某些情況沒有了列印選項.
2. BACKUP時,某些檔案未作BACKUP.
3. 查閱派息報告時,有些存在的報表卻未有顯示.

注意, DVIEW是查閱工具,無論如何都不會影響貴公司原有資料.

期貨及期權系統, 在配合測試2000年問題時,經期交所技術部同事及監察科同事提供觀念上糾正意見,已將系統的CASH SETTLEMENT方式改正.

大體上期指在Expiry Date當天仍有買賣,當晚仍存有POSITION,但不計孖展,其POSITION要在最後交易日才當成CASH SETTLE,所以費用計算在最後交易日內. 而期權呢! 要在Expiry Date當晚完全CASH SETTLE,費用亦在Expiry Date當天內計算. 這是很多行家亦未能完全掌握的疑點, 現在大家都明白了.

POP系統原先全在expiry date作cash settlement,引致最後交易日與期交所對數有費用上的偏差.

在期權計算rebate時,原來系統有些情況出錯,亦在此版更正.

我們多謝提供資料的用戶, 多謝他們的誠意.